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FinReg Roundup
Here's the latest roundup of recent research and commentary by FinRegRag's scholars for the month of May.
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FinRegRag
Justice Thomas Questioned the Constitutionality of Administrative Enforcement Adjudications, Possibly Presaging Review of Jarkesy
Several federal agencies, including the Securities and Exchange Commission and the Federal Trade Commission, have statutory power to use an internal…
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Andrew Vollmer
So Which Is It: Too Much, Just Enough Or Not Enough Bank Capital?
If you’ve watched the recent House and Senate hearings in the aftermath of Silicon Valley Bank’s (SVB), Signature Bank’s and First Republic’s failures…
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Stephen "Steph" Miller
Historical Perspectives On the Size of Recent Bank Failures
Several years ago, I wrote an op ed and a policy brief to make the point that political discourse sometimes focuses on the “record profits” in banking…
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Stephen "Steph" Miller
Confusion and Uncertainty about the Section 12(a)(2) Claim at Slack Oral Argument
The Supreme Court recently held oral argument in Slack Techs., LLC v. Pirani (No. 22-200) to consider whether a buyer of securities in a direct listing…
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Andrew Vollmer
FinReg Roundup
Here's the latest roundup of recent research and commentary by FinRegRag's scholars for the month of April.
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FinRegRag
The New DAO Model: Legal Protections for Unincorporated For-Profit Associations
There are nearly 5,000 decentralized autonomous organizations (DAOs) in the world, which, collectively, have advanced the growth of the billion dollar…
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Agnes Gambill West
FinRegRag
FinRegRag
FinRegRag is the Mercatus Center's ongoing and informal discussion of all things financial regulation.
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