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Here’s a roundup of commentary by FinRegRag authors for October 2023.
The Supreme Court Should Curb the SEC’s Excessive Penalties by Andrew Vollmer in Bloomberg Law.
Congress may modernize the SEC’s mission. Will it work? by Agnes Gambill West in The Hill.
An Ominous Outlook for the Banking Sector by Stephen Miller.
How Many Words Might Basel III Endgame Add To Current Bank Regulation? by Stephen Miller.
Andrew Vollmer’s amicus brief in support of neither party in Securities and Exchange Commission v. Jarkesy cited by other amici: Administrative Law Scholars, Federal Administrative Law Judges Conference, Americans for Prosperity Foundation, and CTIA-The Wireless Association, USTelecom-The Broadband Association, and Competitive Carriers Association.
Bank Climate Guidance Faces ‘Deep Distrust’ From Small Lenders. Brian Knight quoted in Bloomberg Law.
SEC, Companies to Face Off on Proxy Firm Rules in Sixth Circuit. Andrew Vollmer quoted in Bloomberg Law.
The Fed is hoping for a 'soft-landing'. Thomas Hoenig interviewed on Fox Business.
This FOMC is very concerned about going too far. Thomas Hoenig interviewed on CNBC.
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