FinReg Roundup

Here’s a roundup of commentary by FinRegRag authors for October 2023.

Commentary

• The Supreme Court Should Curb the SEC’s Excessive Penalties by Andrew Vollmer in Bloomberg Law.

• Congress may modernize the SEC’s mission. Will it work? by Agnes Gambill West in The Hill.

FinRegRag

• An Ominous Outlook for the Banking Sector by Stephen Miller.

• How Many Words Might Basel III Endgame Add To Current Bank Regulation? by Stephen Miller.

Citations

• Andrew Vollmer’s amicus brief in support of neither party in Securities and Exchange Commission v. Jarkesy cited by other amici: Administrative Law Scholars, Federal Administrative Law Judges Conference, Americans for Prosperity Foundation, and CTIA-The Wireless Association, USTelecom-The Broadband Association, and Competitive Carriers Association.

Media Appearances

• Bank Climate Guidance Faces ‘Deep Distrust’ From Small Lenders. Brian Knight quoted in Bloomberg Law.

• SEC, Companies to Face Off on Proxy Firm Rules in Sixth Circuit. Andrew Vollmer quoted in Bloomberg Law.

• The Fed is hoping for a 'soft-landing'. Thomas Hoenig interviewed on Fox Business.

• This FOMC is very concerned about going too far. Thomas Hoenig interviewed on CNBC.